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Ashok Kumar Sharma

Vice President Compliance information security, AU SMALL FINANCE BANK
Gurugram, Haryana,India
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Ashok Kumar Sharma's Overview

Total Experience15 years
CompanyAU SMALL FINANCE BANK
CountryIndia

Ashok Kumar Sharma is a highly experienced and accomplished Certified Information Systems Auditor (CISA) with over 18 years of expertise in IT governance, risk management, compliance (GRC), cybersecurity, and information systems auditing. Based in Bengaluru, India, Ashok has a strong track record of leading and executing complex audit engagements across various industries, including BFSI (Banking, Financial Services, and Insurance), technology, and manufacturing. He is adept at identifying control weaknesses, assessing IT risks, and recommending pragmatic solutions to enhance security postures and ensure regulatory adherence (e.g., ISO 27001, SOX, GDPR, PCI DSS). Ashok is recognized for his analytical acumen, strategic thinking, and ability to communicate complex technical findings to both technical and non-technical stakeholders effectively. He is passionate about leveraging technology to drive business value while safeguarding information assets.

Professional Summary

Ashok Kumar Sharma's work history includes a series of influential roles in various companies. Here is a detailed list of his professional journey:

AU SMALL FINANCE BANK - Vice President Compliance information security (2022 to Present)
Wells Fargo - Senior associate Risk and Control (2019 to Present)
Royal Bank of Scotland (RBS) - Senior Information Security Analyst (2012 to 2019)

Notable Achievements

Led Successful ISO 27001 Certification Audit

Spearheaded the end-to-end ISO 27001 compliance and certification audit for a multinational corporation, resulting in successful certification with zero major non-conformities. This involved developing the audit plan, managing a team of auditors, and presenting findings to senior management.

Implemented Enterprise-Wide IT Risk Management Framework

Designed and implemented a comprehensive IT Risk Management framework for a leading financial institution, significantly improving risk identification, assessment, and mitigation processes. This framework enhanced the organization's ability to proactively manage IT-related risks and align with strategic objectives.

Enhanced Cybersecurity Posture through Vulnerability Management Program

Developed and institutionalized a robust vulnerability management program that reduced critical vulnerabilities by over 70% within the first year, significantly strengthening the organization's defenses against cyber threats.

Speaker at National GRC Conference

Invited speaker at a national conference on Governance, Risk, and Compliance, where he presented on 'Emerging Trends in Cybersecurity Auditing and Regulatory Challenges', sharing insights with industry peers.

Educational Background

Bachelor's degree

Maharishi Dayanand Saraswati University, Ajmer - Year 2001

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Notable news
Hiring actively
Corporate Finance
Corporate Finance
Corporate Finance
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Corporate Finance

Company Overview

AU SMALL FINANCE BANK
Total employees28321
HeadquartersJaipur
Founded1996

AU Small Finance Bank Limited is an Indian scheduled commercial bank that was founded as AU Financiers (India) Ltd in 1996 and converted to a small finance bank on April 19, 2017. Headquartered in Jaipur, India, it provides a comprehensive suite of banking products and services including savings and current accounts, term deposits, debit cards, loans (vehicle, business, home, personal, gold), insurance, and investment services. The bank focuses on serving retail customers, micro, small, and medium enterprises (MSMEs) in unbanked and underbanked areas, aiming to promote financial inclusion across India.

AU SMALL FINANCE BANK Stock Information
AU SMALL FINANCE BANK, Inc. is listed on the National Stock Exchange of India (NSE), Bombay Stock Exchange (BSE) under the ticker symbol AUBANK. The company went public on July 10, 2017

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