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SIFMA (Securities Industry and Financial Markets Association) is the leading trade association for broker-dealers, investment banks and asset managers operating in the U.S. and global capital markets. On behalf of its members, SIFMA advocates for legislation, regulation and business policy, affecting retail and institutional investors, equity and fixed income markets and related products and services. SIFMA serves as an industry coordinating body to promote fair and orderly markets, informed regulatory compliance, and efficient market operations and resiliency. It also provides a forum for industry policy and professional development.
The Washington, D.C. headquarters serves as the primary center for SIFMA's advocacy, policy development, and government relations efforts. It hosts numerous industry meetings, briefings, and events.
Modern office facilities designed for collaboration and hosting industry events, equipped with state-of-the-art communication technology. Its location provides easy access to key governmental and regulatory agencies.
The work culture at SIFMA's D.C. headquarters is professional, policy-driven, and collaborative, with a strong emphasis on expertise in financial regulation and market practices. Employees are typically engaged in research, analysis, and advocacy.
Its D.C. location is critical for SIFMA's mission to represent its members' interests before Congress, the SEC, the Federal Reserve, and other regulatory bodies, influencing financial policy and legislation.
While primarily U.S.-focused, SIFMA has a significant global dimension through SIFMA Global, which advocates for policies that promote cross-border capital flows and efficient global markets. It engages with international regulators and standard-setting bodies, and collaborates with international trade associations to address global market issues, regulations, and best practices affecting its member firms with international operations.
1101 New York Avenue, NW, 2nd Floor
Washington
D.C.
USA
Address: 120 Broadway, 35th Floor, New York, NY 10271
To directly support and engage with the dense concentration of financial institutions in New York, facilitating industry working groups, conferences, and providing a base for SIFMA's market-focused initiatives like SIFMA AMG (Asset Management Group).
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As of April 2025, SIFMA' leadership includes:
SIFMA has been backed by several prominent investors over the years, including:
SIFMA periodically updates its leadership and expert teams to address evolving market dynamics and regulatory landscapes. In the past year, there has been at least one notable senior appointment.
Discover the tools SIFMA uses. Highperformr reveals the technologies powering your target accounts — helping your sales, marketing, and GTM teams prioritize smarter and close faster.
SIFMA primarily uses the first initial followed by the last name for its email addresses. This is a common format for professional organizations.
[first_initial][last]@sifma.org
Format
kbentsen@sifma.org
Example
90%
Success rate
sifma.org • May 1, 2024
SIFMA issued a statement responding to the SEC's finalized rule on cybersecurity risk management, outlining its perspective on the new requirements for broker-dealers and other market participants....more
sifma.org • April 30, 2024
Kenneth E. Bentsen, Jr., President and CEO of SIFMA, was scheduled to testify before the House Financial Services Subcommittee on Capital Markets, addressing key issues impacting the U.S. financial markets....more
sifma.org • February 27, 2024
SIFMA released a statement on the Treasury Department's report concerning Artificial Intelligence (AI) and its implications for the financial services sector, highlighting opportunities and risks....more
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