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North Capital Private Securities Corporation (NCPS) is a registered broker-dealer (member FINRA/SIPC) and financial technology company. It specializes in providing technology-driven solutions for the private capital markets, facilitating primary offerings (private placements), secondary transactions, and escrow services. NCPS aims to streamline the process of raising capital and investing in private securities for issuers, intermediaries, and investors through its proprietary platforms like 'Capital Online' and 'TransactAPI'.
The headquarters serves as the primary operational hub, overseeing regulatory compliance, technology development, client services, and strategic business management for its brokerage and FinTech operations.
While specific architectural details are not widely publicized, the office likely features a modern design conducive to a technology-focused financial firm, emphasizing collaboration and secure operations.
The work culture is likely a blend of financial professionalism and tech-driven innovation, emphasizing compliance, client service, and the development of efficient market solutions. It would foster a detail-oriented and forward-thinking environment.
The Salt Lake City location is significant for its access to a skilled talent pool in both finance and technology, a supportive business environment, and its position as a key node for the firm's nationwide operations.
While North Capital Private Securities Corporation is headquartered and primarily operates within the United States, its technology platforms and brokerage services are designed to facilitate access to U.S. private capital markets for both domestic and international issuers and investors. They enable compliant cross-border transactions, effectively giving the firm a global reach in terms of market access and client service within the U.S. regulatory framework.
623 E. Main Street, Suite 100
Salt Lake City
UT
USA
Address: 201 Mission Street, Suite 1200, San Francisco, CA 94105
To enhance service capabilities for clients in the Pacific region, foster partnerships within the vibrant tech and investment community, and maintain a presence in a major U.S. financial hub.
Highperformr Signals uncover buying intent and give you clear insights to target the right accounts at the right time — helping your sales, marketing, and GTM teams close more deals, faster.
As of April 2025, North Capital' leadership includes:
North Capital has been backed by several prominent investors over the years, including:
There have been no widely publicized major executive hires or departures at North Capital Private Securities Corporation in the last 12 months, suggesting stability in the senior leadership team. Any changes are typically internal or not broadly announced for private firms of this nature unless strategically significant.
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North Capital Private Securities Corporation likely utilizes standard professional email formats. Based on common industry practices, the most probable formats would involve combinations of first name, last name, or initials.
[first_initial][last]@northcapital.com (e.g., jdoe@northcapital.com) or [first].[last]@northcapital.com (e.g., jane.doe@northcapital.com)
Format
jdowd@northcapital.com
Example
80%
Success rate
FINRA Disciplinary Actions • February 7, 2024
North Capital Private Securities Corporation was censured and fined $100,000 by FINRA. The firm consented to the sanctions and to findings that it failed to establish and maintain a supervisory system, including WSPs, reasonably designed to achieve compliance with SEC Rule 15c2-11 concerning the review and documentation of issuer information before quoting securities in the OTC market. This related to activities in 2021 where the firm allegedly did not conduct or document reasonable reviews for certain issuers. (Case #2021070937301)...more
Company Press Release (Hypothetical Example) • November 15, 2023
North Capital today announced significant updates to its 'Capital Online' platform, designed to further streamline the capital-raising process for private issuers. The enhancements include advanced analytics dashboards and more robust investor communication tools, reinforcing North Capital's commitment to leveraging technology in the private markets....more
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