HQ Function

Serves as the main administrative and policy-making center. Key functions include executive leadership, legal and regulatory policy development, and corporate communications.

Notable Features:

Strategically located in the K Street corridor, known for housing many governmental affairs offices, think tanks, and lobbying groups, facilitating interaction with policymakers.

Work Culture:

A professional, mission-driven environment focused on integrity, expertise, and collaboration to uphold investor protection and market integrity. Employees often have backgrounds in law, finance, compliance, and technology.

HQ Significance:

The Washington D.C. headquarters is central to FINRA's role as a key regulator in the U.S. financial system, influencing national standards and engaging with federal government bodies.

Values Reflected in HQ: The location and function of the D.C. headquarters reflect FINRA's commitment to regulatory excellence, public service, and transparency in the financial markets.

Location:

FINRA's direct regulatory jurisdiction is limited to broker-dealers operating within the United States. However, it actively collaborates with international regulatory bodies and organizations to address cross-border issues, share best practices in financial regulation, and promote global market integrity. Many FINRA-regulated firms have international operations, and FINRA's rules and enforcement actions can have an indirect global impact by setting standards for these firms.

Street Address:

1735 K Street, NW

City:

Washington

State/Province:

D.C.

Country:

USA