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ASIC's Overview

Total employees2111
HeadquartersSydney
Founded1991

The Australian Securities and Investments Commission (ASIC) is Australia's integrated corporate, markets, financial services, and consumer credit regulator. ASIC's vision is for a fair, strong, and efficient financial system for all Australians. It works to ensure financial markets are fair and transparent, supported by confident and informed investors and consumers. Key responsibilities include regulating Australian companies, financial markets, and financial services organisations; supporting confident and informed participation by investors and consumers in the financial system; and making information about companies and other bodies available to the public.

Where is ASIC's Headquarters?

HQ Function

Serves as the central administrative hub, overseeing national regulatory policy, enforcement strategies, and corporate services for the Australian Securities and Investments Commission.

Notable Features:

Located in a prominent Sydney CBD commercial tower, the headquarters features modern office amenities, secure facilities essential for a regulatory body, and technology infrastructure to support ASIC's market surveillance and enforcement activities. It is designed to facilitate collaboration and efficient workflow for its national operations.

Work Culture:

The work culture at ASIC's headquarters is characterized by professionalism, a strong sense of public service, and a commitment to upholding regulatory standards. Employees are typically engaged in complex analytical work, policy development, and enforcement activities, requiring diligence, integrity, and expertise in financial and corporate law.

HQ Significance:

ASIC's Sydney headquarters is the nerve center for Australia's corporate and financial market regulation. Its strategic location in the nation's primary financial hub facilitates close interaction with key market participants, industry bodies, and other regulatory agencies, underscoring its pivotal role in maintaining market integrity and investor confidence.

Values Reflected in HQ: The headquarters reflects ASIC's values of integrity, professionalism, and accountability through its secure and well-equipped facilities. Its central location in Sydney's financial district also underscores its commitment to being an accessible and engaged regulator within the market it oversees.

Location:

ASIC actively engages with international counterparts and organizations to promote consistent regulatory standards and combat cross-border misconduct. This includes information sharing, participation in global forums like IOSCO (International Organization of Securities Commissions), and contributing to international policy development to enhance the integrity of global financial markets. ASIC also enters into Memoranda of Understanding (MoUs) with regulators in other jurisdictions to facilitate cooperation.

Street Address:

Level 7, 120 Pitt Street

City:

Sydney

State/Province:

NSW

Country:

Australia

ASIC's Global Presence

Melbourne, VIC/Australia

Address: Level 21, 140 William Street, Melbourne VIC 3000

To effectively regulate and support the large and diverse financial services industry in Victoria, including superannuation funds, managed investments, and major corporations.

Perth, WA/Australia

Address: Level 16, 140 St Georges Terrace, Perth WA 6000

To provide regulatory oversight and services pertinent to Western Australia's unique economic landscape, which includes a high concentration of ASX-listed mining and energy companies.

Brisbane, QLD/Australia

Address: Level 20, 240 Queen Street, Brisbane QLD 4000

To ensure fair and efficient financial markets and corporate conduct in Queensland, catering to its diverse industries and increasing population.

Buying Intent Signals for ASIC

Highperformr Signals uncover buying intent and give you clear insights to target the right accounts at the right time — helping your sales, marketing, and GTM teams close more deals, faster.

Notable news
Hiring actively
Corporate Finance
Corporate Finance
Corporate Finance
Corporate Finance
Corporate Finance
*Example signal, not calculated in real time

Executive Team of ASIC

As of April 2025, ASIC' leadership includes:

Joe Longo - Chair
Sarah Court - Deputy Chair
Simone Constant - Deputy Chair
Kate O'Rourke - Commissioner
Alan Kirkland - Commissioner
Warren Day - Chief Operating Officer
Greg Yanco - Executive Director, Regulation and Supervision
Tim Mullaly - Executive Director, Enforcement and Compliance

Investors of ASIC

ASIC has been backed by several prominent investors over the years, including:

Australian Government (Funded through Parliamentary appropriations and industry levies)

Executive New Hires/Exits in the Last 12 Months

Hire3
Exits2

Over the past 12 months, ASIC has seen key appointments to its Commission, including a new Deputy Chair and two new Commissioners, strengthening its leadership team. There were also departures of Commissioners as their terms concluded, marking a period of renewal for ASIC's top governance.

Departures

Danielle Press, Commissioner Danielle Press' term concluded after five years of service, during which she made significant contributions to ASIC's regulatory work.
Sean Hughes, Commissioner Sean Hughes' term concluded, having served on the Commission and contributed to ASIC's strategic direction.

New Appointments:

Simone Constant, Simone Constant appointed as Deputy Chair of ASIC, transitioning from her prior role as an ASIC Commissioner.
Kate O'Rourke, Kate O'Rourke appointed as an ASIC Commissioner, bringing extensive experience in law and regulation.
Alan Kirkland, Alan Kirkland appointed as an ASIC Commissioner, with a strong background in consumer advocacy and financial services law.

Technology (Tech Stack) used by ASIC

Discover the tools ASIC uses. Highperformr reveals the technologies powering your target accounts — helping your sales, marketing, and GTM teams prioritize smarter and close faster.

ASIC Email Formats and Examples

ASIC, like many Australian government agencies, typically uses a standardized email format for its staff. The most common and predictable format is [firstname].[lastname]@asic.gov.au. While there might be specific aliases or departmental variations, this pattern is widely used for external communication.

firstname.lastname@asic.gov.au

Format

jane.doe@asic.gov.au

Example

85%

Success rate

News and media

asic.gov.auMay 21, 2024

ASIC sues Scott Biviano and Biviano Capital Partners for alleged unlicensed activity and false statements

ASIC has commenced civil penalty proceedings in the Federal Court against Scott Biviano and his company Biviano Capital Partners Pty Ltd for allegedly providing unlicensed financial advice, making false and misleading statements, and engaging in misleading or deceptive conduct concerning financial products....more

afr.comMay 14, 2024

ASIC is coming for greenwashers: Longo

ASIC Chair Joe Longo has reiterated the regulator's commitment to cracking down on greenwashing, warning companies that ASIC will intensify its scrutiny and enforcement actions against misleading environmental, social, and governance (ESG) claims to protect investors....more

abc.net.auMay 10, 2024

ASIC takes PayPal to court over contract terms it alleges are unfair to small businesses

The Australian Securities and Investments Commission (ASIC) has initiated Federal Court proceedings against PayPal Australia, alleging that certain terms in its user agreements with small business customers are unfair contract terms under the ASIC Act....more

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