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Alberta Securities Commission's Overview

Total employees239
HeadquartersCalgary
Founded

The Alberta Securities Commission (ASC) is the regulatory agency responsible for administering and enforcing securities laws in the province of Alberta, Canada. Established as an independent provincial corporation, the ASC's mandate is to protect investors and foster a fair, efficient, and vibrant capital market. It oversees the conduct of market participants, including public companies, investment funds, dealers, and advisors. The ASC sets rules and policies, conducts investigations and enforcement actions against misconduct, and provides investor education resources to empower Albertans in their financial decisions.

Where is Alberta Securities Commission's Headquarters?

Alberta Securities Commission officeAlberta Securities Commission officeAlberta Securities Commission officeAlberta Securities Commission office
*Images sourced via web search. Rights belong to original owners

HQ Function

The headquarters serves as the central hub for all ASC operations, including policy development, corporate finance review, market oversight, compliance, investigations, enforcement proceedings, investor education program management, and administrative functions.

Notable Features:

Located in a modern office tower, the headquarters features contemporary office amenities, secure facilities for handling sensitive information, and dedicated spaces for hearings and public stakeholder meetings.

Work Culture:

The ASC fosters a professional, diligent, and integrity-driven work culture. Employees are typically experts in finance, law, and regulation, dedicated to public service and upholding market fairness. The environment emphasizes meticulousness, collaboration on complex cases, and continuous learning to keep pace with evolving market dynamics.

HQ Significance:

As the nerve center for securities regulation in Alberta, the ASC's headquarters is pivotal for maintaining investor confidence and the integrity of one of Canada's most significant capital markets. Decisions made here directly impact market participants, corporate governance, and economic activity within the province.

Values Reflected in HQ: The headquarters' design and operations aim to reflect the ASC's core values: integrity, accountability, fairness, efficiency, and transparency. This is supported by a professional environment conducive to its regulatory mandate and secure systems for managing market-sensitive information.

Location:

While the ASC's direct regulatory jurisdiction is the province of Alberta, it actively participates in national and international regulatory cooperation. It is a key member of the Canadian Securities Administrators (CSA), working with other provincial and territorial regulators to harmonize securities regulation across Canada. Internationally, the ASC engages with organizations like the International Organization of Securities Commissions (IOSCO) to contribute to global standards, share best practices, and collaborate on cross-border enforcement and market oversight, ensuring Alberta's market remains aligned with global integrity standards.

Street Address:

Suite 600, 250 – 5th Street SW

City:

Calgary

State/Province:

Alberta

Country:

Canada

Alberta Securities Commission's Global Presence

Buying Intent Signals for Alberta Securities Commission

Highperformr Signals uncover buying intent and give you clear insights to target the right accounts at the right time — helping your sales, marketing, and GTM teams close more deals, faster.

Notable news
Hiring actively
Corporate Finance
Corporate Finance
Corporate Finance
Corporate Finance
Corporate Finance
*Example signal, not calculated in real time

Executive Team of Alberta Securities Commission

As of April 2025, Alberta Securities Commission' leadership includes:

Stan Magidson - Chair and Chief Executive Officer
Denise Hendrickson - Executive Director and Chief Administrative Officer
Sam Lussi - General Counsel
Cynthia Campbell - Executive Director, Enforcement
Kari Horn - Executive Director, Corporate Finance, Capital Markets & Market Structure
Tom Graham - Director, Communications & Investor Education

Investors of Alberta Securities Commission

Alberta Securities Commission has been backed by several prominent investors over the years, including:

The Alberta Securities Commission is a self-funded provincial corporation. Its operations are financed through fees levied on capital market participants (such as reporting issuers, registrants, and marketplaces) and from administrative monetary penalties. It does not have external equity investors in the traditional sense.

Executive New Hires/Exits in the Last 12 Months

Hire1
Exits0

In the past 12 months, a key leadership appointment was made with Lynn Tsutsumi becoming Vice-Chair. No other major publicly announced hires or departures within the core executive management team have been noted during this period.

New Appointments:

Lynn Tsutsumi, Lynn Tsutsumi appointed as Vice-Chair of the Alberta Securities Commission, effective May 1, 2023.

Technology (Tech Stack) used by Alberta Securities Commission

Discover the tools Alberta Securities Commission uses. Highperformr reveals the technologies powering your target accounts — helping your sales, marketing, and GTM teams prioritize smarter and close faster.

Alberta Securities Commission Email Formats and Examples

The Alberta Securities Commission primarily uses the [first_name].[last_name]@asc.ca email format for its staff. This is a common pattern for professional and governmental organizations.

[first_name].[last_name]@asc.ca

Format

fraser.absolon@asc.ca

Example

85%

Success rate

News and media

ASC News ReleasesMarch 7, 2024

Alberta Securities Commission issues Notice of Hearing against Calgary man and company for alleged illegal distribution

The Alberta Securities Commission (ASC) has issued a Notice of Hearing against Calvin Lockerbie and True Spirit Bear Financial Corp. for allegedly breaching Alberta securities laws through an illegal distribution of securities and making misleading or untrue statements to investors....more

ASC News ReleasesFebruary 29, 2024

Canadian Securities Administrators publish guidance on short selling in Canada

The Canadian Securities Administrators (CSA), of which the ASC is a member, published CSA Staff Notice 23-333 providing guidance on existing securities law requirements related to short selling in Canada. This guidance aims to promote market integrity and transparency in short selling practices....more

ASC News ReleasesFebruary 15, 2024

Alberta Securities Commission sanctions Edmonton-area man and company for fraud and illegal distribution

The Alberta Securities Commission (ASC) has sanctioned Base Continual Inc. (BASE) and Gary Mårtens for committing fraud and illegally distributing securities. They were ordered to pay significant monetary penalties and are subject to market access bans....more

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